Series 7
FINRA Series 7 Exam Prep
Comprehensive practice questions and study materials from FINRA. Build confidence with adaptive learning and domain-specific analytics.
Series 7
Comprehensive practice questions and study materials from FINRA. Build confidence with adaptive learning and domain-specific analytics.
Exam Domains
Master every domain to maximize your exam score
Office operations, record-keeping, and compliance procedures
Account types, margin accounts, and fiduciary accounts
Government, corporate, and municipal bonds, yield calculations
Economic indicators, fundamental and technical analysis
Common and preferred stock, rights, warrants, and ADRs
Mutual funds, ETFs, closed-end funds, and UITs
Primary market, underwriting syndicates, SEC registration
Margin accounts, Regulation T, maintenance requirements
GO bonds, revenue bonds, municipal trading, and taxation
Suitability, fiduciary duties, and ethical practices
IRAs, 401(k), pension plans, and annuity contracts
Order types, settlement, market makers, and ECNs
FINRA rules, SEC regulations, and industry compliance
Calls, puts, spreads, straddles, and options calculations
Pricing
All 6 exams included with every plan
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6 certifications included
FAQ
Everything you need to know before getting started.
The Series 7 exam has 125 multiple-choice questions. You have 3 hours and 45 minutes (225 minutes) to complete the exam. Of the 125 questions, 10 are unscored pilot questions.
You need a score of 72% to pass the Series 7 exam.
The Series 7 exam costs $245 USD. You must be sponsored by a FINRA member firm to register for the exam.
The Series 7 covers four major job functions: Seeks Business for the Broker-Dealer (9%), Opens Accounts (11%), Provides Customers with Information and Makes Recommendations (73%), and Obtains and Verifies Purchase and Sales Instructions (7%).
You must pass the SIE exam and be sponsored by a FINRA member firm before taking the Series 7. Many candidates take the SIE first, then the Series 7.
The Series 7 is a broader license that allows you to sell all types of securities (stocks, bonds, options, mutual funds, etc.), while the Series 6 is limited to mutual funds, variable annuities, and UITs. The Series 7 exam is longer and more comprehensive.
The Series 7 is widely considered one of the most challenging FINRA exams due to its broad scope covering 14 domains. Most candidates study for 2-3 months with dedicated practice tests and structured review.
Your $245 exam fee deserves the best preparation.
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