Series 65
Series 65 Exam Prep
Comprehensive practice questions and study materials from FINRA. Build confidence with adaptive learning and domain-specific analytics.
Series 65
Comprehensive practice questions and study materials from FINRA. Build confidence with adaptive learning and domain-specific analytics.
Exam Domains
Master every domain to maximize your exam score
Economic factors, financial reporting, and quantitative methods
Stocks, bonds, derivatives, alternative investments, and insurance
Portfolio management, asset allocation, and client suitability
State and federal regulations, fiduciary responsibility, and ethical practices
Pricing
All 6 exams included with every plan
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6 certifications included
FAQ
Everything you need to know before getting started.
The Series 65 exam has 130 multiple-choice questions. You have 3 hours (180 minutes) to complete the exam. Of the 130 questions, 10 are unscored pretest questions.
You need a score of 72% to pass the Series 65 exam. You must answer 94 out of 130 scored questions correctly.
The Series 65 exam costs $187 USD. It is administered by NASAA. Unlike most FINRA exams, you do not need firm sponsorship — any individual can register.
The Series 65 covers four main topics: Economic Factors and Business Information (15%), Investment Vehicle Characteristics (25%), Client Investment Recommendations and Strategies (30%), and Laws, Regulations, and Guidelines Including Prohibition on Unethical Business Practices (30%).
No. The Series 65 has no prerequisite exams and does not require firm sponsorship. It is a standalone exam for individuals who want to become investment adviser representatives.
The Series 65 qualifies you to work as an investment adviser representative (IAR). This role involves providing investment advice for compensation, managing client portfolios, and making investment recommendations.
The Series 65 is considered moderately to highly challenging. It covers both financial concepts and a large volume of state and federal regulations. Most candidates study for 6-8 weeks with a focus on practice exams.
Your $187 exam fee deserves the best preparation.
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