Series 63
Series 63 Exam Prep
Comprehensive practice questions and study materials from FINRA. Build confidence with adaptive learning and domain-specific analytics.
Series 63
Comprehensive practice questions and study materials from FINRA. Build confidence with adaptive learning and domain-specific analytics.
Exam Domains
Master every domain to maximize your exam score
Ethical standards, fiduciary duties, and prohibited practices
State registration requirements for broker-dealers and agents
State securities registration, exemptions, and issuer requirements
Administrator powers, Uniform Securities Act provisions
Pricing
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6 certifications included
FAQ
Everything you need to know before getting started.
The Series 63 exam has 60 multiple-choice questions. You have 1 hour and 15 minutes (75 minutes) to complete the exam. Of the 60 questions, 10 are unscored pretest questions.
You need a score of 72% to pass the Series 63 exam. You must answer 43 out of 60 questions correctly (counting only the 50 scored questions).
The Series 63 exam costs $147 USD. It is administered by NASAA (North American Securities Administrators Association), not FINRA directly.
The Series 63 covers state securities regulations in four areas: Regulation of Investment Advisers, Regulation of Broker-Dealers, Regulation of Securities and Issuers, and Remedies and Administrative Provisions.
No, the SIE is not a prerequisite for the Series 63. The Series 63 is a state law exam administered by NASAA and can be taken independently. However, most professionals pair it with the Series 7 or Series 6.
The Series 63 covers only state securities agent regulations, while the Series 66 combines the Series 63 and Series 65 content into one exam. If you need both an agent and investment adviser license at the state level, the Series 66 is more efficient.
The Series 63 is generally considered one of the easier FINRA-related exams, but the state law content can be tricky because it requires memorizing specific rules and regulations rather than applying financial concepts.
Your $147 exam fee deserves the best preparation.
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